🤖AI Summary
The SEC has proposed amendments to Exchange Act Rule 15c2-11, which governs information gathering and review requirements for broker-dealers publishing quotations or maintaining quoted markets. These regulatory changes could impact how securities are quoted and traded in over-the-counter markets.
Key Takeaways
- →The SEC is proposing amendments to Exchange Act Rule 15c2-11 affecting broker-dealer quotation requirements.
- →The rule governs information gathering and review processes for maintaining quoted markets.
- →Changes could impact over-the-counter securities trading and market making activities.
- →Broker-dealers may need to adjust compliance procedures based on final rule changes.
- →The proposal represents ongoing SEC efforts to update market structure regulations.
Read Original →via SEC Press Releases
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