8 articles tagged with #broker-dealer. AI-curated summaries with sentiment analysis and key takeaways from 50+ sources.
GSR has received FINRA approval to complete its acquisition of Equilibrium Capital, obtaining a broker-dealer license that enables the firm to operate across both traditional securities and digital assets markets in the United States. This regulatory milestone positions GSR to bridge the gap between traditional finance and cryptocurrency trading infrastructure.
GSR Markets has received FINRA approval to acquire Equilibrium Capital Services, marking a significant expansion of its regulated U.S. broker-dealer operations. This regulatory green light strengthens GSR's position in the digital asset space and signals growing institutional acceptance of cryptocurrency market infrastructure.
The SEC's Division of Trading and Markets has released new guidance clarifying how certain crypto trading tools, including DeFi front-ends and wallet extensions, can operate without requiring broker-dealer registration. This clarification establishes regulatory guardrails that could reduce compliance uncertainty for developers and users in the decentralized finance ecosystem.
The SEC's Division of Trading and Markets has issued new staff guidance establishing specific conditions under which decentralized finance front-ends offering self-custody services can operate without requiring broker-dealer registration. This clarification provides legal relief to DeFi platforms by creating a narrower but defined regulatory pathway, though compliance requirements remain substantial.
The SEC has clarified that certain cryptocurrency user interfaces enabling wallet transactions and asset management may operate without broker-dealer registration. This regulatory clarification potentially opens a pathway for crypto platforms to operate with reduced compliance burdens, though the specific criteria for exemption remain narrowly defined.
The U.S. Securities and Exchange Commission has proposed new rules that could remove cryptocurrency from over-the-counter (OTC) reporting requirements. SEC Commissioner Hester Peirce indicates this proposal aims to clarify years of confusion regarding how broker-dealer rules apply across different markets.
GSR Markets has received FINRA approval to complete its acquisition of Equilibrium Capital Services, a Portland-based SEC-registered broker-dealer announced in October 2025. This regulatory milestone enables GSR to expand its institutional trading infrastructure and regulatory footprint in the cryptocurrency and digital asset space.
The SEC has proposed narrowing Rule 15c2-11 to apply only to equity securities and is seeking public comment on whether the rule should extend to certain crypto assets. This regulatory development could impact how crypto assets are handled in over-the-counter broker-dealer operations.
