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#investment-advisers News & Analysis

1 article tagged with #investment-advisers. AI-curated summaries with sentiment analysis and key takeaways from 50+ sources.

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GeneralNeutralSEC Press Releases · Jan 74/101
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SEC Proposes Amendments to the Small Entity Definitions for Investment Companies and Investment Advisers for Purposes of the Regulatory Flexibility Act

The SEC has proposed amendments to rules defining which registered investment companies, investment advisers, and business development companies qualify as small entities under the Regulatory Flexibility Act. These amendments would update the criteria for determining small entity status for regulatory purposes.