#regulatory-guidance News & Analysis

3 articles tagged with #regulatory-guidance. AI-curated summaries with sentiment analysis and key takeaways from 50+ sources.

DeFiNeutralThe Defiant · Apr 137/10

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SEC Gives DeFi Front-Ends a Narrow Path Around Broker-Dealer Rules

The SEC's Division of Trading and Markets has issued new staff guidance establishing specific conditions under which decentralized finance front-ends offering self-custody services can operate without requiring broker-dealer registration. This clarification provides legal relief to DeFi platforms by creating a narrower but defined regulatory pathway, though compliance requirements remain substantial.

CryptoBullishThe Block · Mar 167/10

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SEC’s Hester Peirce encourages firms exploring tokenization to ‘come in and talk to us’

SEC Commissioner Hester Peirce encourages firms exploring tokenization to engage directly with the agency for guidance. She clarified that the SEC is not a 'merit regulator' and doesn't determine whether financial products are good or bad investments.

CryptoNeutralCoinDesk · Mar 106/10

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CFTC chair highlights wide crypto agenda, including rules on DeFi, prediction markets

CFTC Chair Michael Selig provided updates on the commission's regulatory progress across multiple crypto sectors, including guidance for DeFi developers, crypto derivatives, and prediction markets. This signals continued regulatory development in key areas of the cryptocurrency ecosystem.