233 articles tagged with #sec. AI-curated summaries with sentiment analysis and key takeaways from 50+ sources.
Nasdaq is seeking SEC approval to offer prediction-style binary options tied to its flagship Nasdaq 100 index. The proposed product would mirror the probability-based format commonly used on prediction market platforms like Polymarket and Kalshi.
The SEC adopted final rules implementing the Holding Foreign Insiders Accountable Act (HFIA), which increases transparency requirements for holdings and transactions involving foreign entities. This regulatory change aims to enhance oversight and accountability for foreign market participants in U.S. securities markets.
The SEC announced a roundtable on March 4 to discuss private market valuations and responsible retailization, hosted by the Division of Investment Management. The event reflects growing regulatory focus on expanding retail investor access to private markets.
The SEC's Division of Enforcement has announced significant updates to its Enforcement Manual, emphasizing the Commission's commitment to fairness, transparency, and efficiency in investigations. These updates likely impact how the SEC will conduct enforcement actions across all securities matters, including cryptocurrency-related cases.
The SEC filed settled charges against Archer-Daniels-Midland Company (ADM) and two former executives for accounting and disclosure fraud, while pursuing litigation against a third former executive. The charges appear to involve fraudulent financial reporting practices at the agricultural commodities giant.
The SEC announced Paul H. Tzur and David M. Morrell as new Deputy Directors of the Division of Enforcement, with Tzur joining on January 6, 2026. This leadership change in the SEC's enforcement division could signal shifts in regulatory approach and priorities.
The article discusses potential cryptocurrency investments for 2026, highlighting the SEC's classification of 16 digital assets as commodities. Pepeto, a crypto project that has raised over $8 million, is featured as offering potential 220x returns before its listing.
