#sec News & Analysis

PAI: Fast, Accurate, and Full Benchmark Performance Projection with AI

FinReflectKG -- EvalBench: Benchmarking Financial KG with Multi-Dimensional Evaluation

XRP’s ‘Critical Inflection Point’ Weeks Away? Analyst Explains Why A $2 April Rally Is Possible

XRP Price Prediction: DeepSnitch AI Races XRP Towards $4 As Its March Launch Date Draws Near, while Solana Signals Comeback

The SEC may be about to blow up the quarterly earnings cycle. Here’s why CFOs are nervous.

AI Model Ranks Bitcoin, XRP, And ETH For 2026: Expected Returns And Price Targets

Zcash Is Crypto’s Most Mispriced Asset, Cypherpunk CIO Says

XRP treasury Evernorth files with SEC to list shares on Nasdaq

Trump’s AI chief’s big Iran warning gets big time ignored

DOGE, SHIB, XRP Social Sentiment Jumps After SEC Statement: Report

Coin Center urges SEC to prioritize rulemaking over no-action letters

SEC Proposes Amendments to Exchange Act Rule 15c2-11

The SEC has proposed amendments to Exchange Act Rule 15c2-11, which governs information gathering and review requirements for broker-dealers publishing quotations or maintaining quoted markets. These regulatory changes could impact how securities are quoted and traded in over-the-counter markets.

Ghana’s Crypto Push Begins As 11 Companies Enter SEC Sandbox

CostNav: A Navigation Benchmark for Real-World Economic-Cost Evaluation of Physical AI Agents

SEC Investor Advisory Committee to Host March 12 Meeting

The SEC's Investor Advisory Committee will hold a public meeting on March 12 at 10 a.m. ET to discuss public company disclosure reform and fund proxy voting. The meeting will take place at SEC headquarters in Washington D.C.

SEC Announces Roundtable on Options Market Structure Reform

The SEC announced it will host a roundtable on April 16, 2026, to discuss options market structure reform, focusing on competition in quote-driven markets and customer experience evaluation. This regulatory discussion could impact traditional options trading infrastructure and market operations.

SEC, FSA Hold Spring Financial Regulatory Dialogue

The U.S. SEC and Japan's FSA held their Spring Financial Regulatory Dialogue in Tokyo on February 27, 2026. This dialogue continues the longstanding regulatory cooperation efforts between the two major financial jurisdictions.

SEC Proposes Amendments to Reduce Burdens in Reporting of Fund Portfolio Holdings

The SEC has proposed amendments to reduce reporting burdens on fund portfolio holdings, though specific details of the proposed changes are not provided in the article body. This regulatory development could streamline compliance requirements for investment funds.

SEC Announces 45th Annual Small Business Forum to Improve Capital-Raising Policy

The SEC will host its 45th Annual Government Business Forum on Small Business Capital Formation on March 9 at SEC headquarters, focusing on improving capital-raising policies. The event will run from 1-5 PM ET and be available via live webcast.

SEC Publishes Data on Exchange Traded Funds and Fund Mergers; Updated Statistics on Municipal Advisors, Transfer Agents, and Security-Based Swap Dealers

The SEC's Division of Economic and Risk Analysis published new reports on exchange traded funds and fund mergers, along with updated statistics on municipal advisors, transfer agents, and security-based swap dealers. These regulatory data publications provide market transparency and oversight information for various financial market participants.

SEC Appoints New Chairman and Board Members to PCAOB

The SEC announced the appointment of Demetrios Logothetis as Chairman and three new board members (Mark Calabria, Kyle Hauptman, and Steven Laughton) to the Public Company Accounting Oversight Board (PCAOB). This regulatory board oversees audits of public companies and broker-dealers.

SEC Small Business Advisory Committee to Continue Discussion on Regulatory Framework for Finders and Begin Exploring the Private Secondary Market

The SEC's Small Business Capital Formation Advisory Committee announced a public meeting scheduled for February 24, 2026, at SEC headquarters to continue discussions on regulatory frameworks for finders and explore the private secondary market. The meeting represents ongoing regulatory efforts to address capital formation issues for small businesses.

SEC Approves 2026 PCAOB Budget and Accounting Support Fee

The SEC has approved the 2026 budget for the Public Company Accounting Oversight Board (PCAOB) totaling $362.1 million, representing a 9.4% increase of $37.6 million from the previous year. The approval includes the related accounting support fee that funds the PCAOB's regulatory oversight activities.

SEC Seeks Candidates for Membership on the Investor Advisory Committee

The SEC is seeking candidates for membership on its Investor Advisory Committee, which was established under the Securities Exchange Act of 1934 to protect investors and improve securities regulations. This committee plays a role in advising the SEC on policy matters affecting investors.

SEC Seeks Candidates for Small Business Capital Formation Advisory Committee

The SEC is recruiting candidates for vacancies on its Small Business Capital Formation Advisory Committee, which advises the Commission on rules and regulations affecting small business capital formation. This committee plays a role in shaping regulatory policies that could impact startup funding and early-stage business development.